This press release does not constitute an offer of securities in the United States. The shares of the Company’s common stock referred to above have not been, and will not be, registered under the United States Securities Act of 1933, as amended, and may not be offered or sold in the United States absent registration thereunder or an applicable exemption from registration requirements.
Nomura Announces Issue Price and Selling Price for Global Offering
Tokyo, October 5, 2009—Nomura Holdings, Inc. (the “Company”) today announced that it has determined the issue price and the selling price in relation to the issuance of new shares and a secondary offering of shares (secondary offering by way of over-allotment) resolved on September 24, 2009.
1. Issuance of New Shares by way of Public Offering 1. Number of Shares to be Offered
766,000,000 shares of common stock of the Company (“shares”) which is the sum of (i) through (iii) below. (i)
366,000,000 new shares to be purchased by the Japanese underwriters in the offering to be made in Japan.
(ii) 329,700,000 new shares to be purchased by the international managers in the offering to
be made overseas.
(iii) A maximum of 70,300,000 shares which shall be the subject of a purchase option to be
granted to the international managers in the offering to be made overseas for the purchase of the additionally issued shares.
2. Issue
Price
1
568 yen per share
3. Total
Amount
of the Issue Price
2
435,088,000,000
yen
4. Amount to be Paid
1
544.32 yen per share
5. Total Amount to be Paid
2
416,949,120,000
yen
6. Amount of Stated Capital and Additional Paid-in Capital to be Increased
2
The amount of stated capital to be
increased 208,474,560,000
yen
The amount of the additional paid-in capital to be increased 208,474,560,000
yen
7. Subscription Period (in Japan) Tuesday, October 6, 2009 to Wednesday, October 7, 2009 8. Payment Date
Tuesday, October 13, 2009
1 The Japanese underwriters and international managers will purchase all of the new shares at the amount to be paid and will conduct the
public offering at the issue price.
2 These figures are based on the assumption that the international managers exercise the option to purchase all the additional shares set forth
in 1. (iii) above.
News Release
This press release does not constitute an offer of securities in the United States. The shares of the Company’s common stock referred to above have not been, and will not be, registered under the United States Securities Act of 1933, as amended, and may not be offered or sold in the United States absent registration thereunder or an applicable exemption from registration requirements.
2. Secondary Offering of Shares (Secondary offering by way of over-allotment) 1. Number of Shares to be Sold
34,000,000 shares
2. Selling Price
568 yen per share
3. Total
Amount
of
the
Selling Price 19,312,000,000 yen
4. Subscription Period (in Japan)
Tuesday, October 6, 2009 to Wednesday, October 7, 2009
5. Delivery Date
Wednesday, October 14, 2009
3. Issuance of New Shares by way of Third-Party Allotment 1. Amount to be Paid
544.32 yen per share
2. Total Amount to be Paid
18,506,880,000 yen (maximum)
3. Amount of Stated Capital and Additional Paid-in Capital to be Increased
Amount of stated capital to be increased
9,253,440,000
yen
(maximum)
Amount of the additional paid-in capital to be increased
9,253,440,000 yen (maximum)
4. Subscription Period (Subscription Date)
Monday, October 26, 2009
5.
Payment
Date
Tuesday,
October
27,
2009
This press release does not constitute an offer of securities in the United States. The shares of the Company’s common stock referred to above have not been, and will not be, registered under the United States Securities Act of 1933, as amended, and may not be offered or sold in the United States absent registration thereunder or an applicable exemption from registration requirements.
For Reference 1. Calculation
of
Issue Price and Selling Price
(i)
Calculation Date and Price
Monday, October 5, 2009
592
yen
(ii)
Discount
Rate
4.05%
2. Syndicate
Cover
Transaction
Period
Thursday, October 8, 2009 to Tuesday, October 20, 2009
3. Use of Proceeds
All proceeds, up to approximately 432,817,998,000 yen, to be raised through the public offering and the third-party allotment are planned to be used to make investments in (including loans to) the Company’s consolidated subsidiaries in each region to strengthen the Company’s business foundation in Asia (including Japan), Europe, and the US. These consolidated subsidiaries expect to use such invested and loaned funds for working capital.
Nomura
Nomura is a leading financial services group and the preeminent Asian-based investment bank with worldwide reach. Nomura provides a broad range of innovative solutions tailored to the specific requirements of individual, institutional, corporate and government clients through an international network in over 30 countries. Based in Tokyo and with regional headquarters in Hong Kong, London, and New York, Nomura employs about 26,000 staff worldwide. Nomura’s unique understanding of Asia enables the company to make a difference for clients through five business divisions: retail, global markets, investment banking, merchant banking, and asset management. For further information about Nomura, please visit
www.nomura.com
.
Ends