February 3, 2010
Nippon Electric Glass Co., Ltd. Masayuki Arioka, President and Representative Director Securities identification code: 5214
First Section of the Tokyo Stock Exchange First Section of the Osaka Securities Exchange
Inquiries: Masami Atsuji, Director and Executive Vice President
Notice Concerning Change of Largest Major Shareholder
Daiwa Securities Capital Markets Co., Ltd., the largest major shareholder of Nippon Electric Glass Co.,
Ltd. (the “Company”), notified the Company today (February 3, 2010) of the sales of 30,000,000 shares of the Company. As a result, Daiwa Securities Capital Markets Co., Ltd. ceases to be the largest major shareholder of the Company, and NEC Corporation becomes the new largest major shareholder.
1. Overview of the previous largest major shareholder
Name
Daiwa Securities Capital Markets Co., Ltd.
Head office
9-1, Marunouchi 1-chome, Chiyoda-ku, Tokyo
Name and position of representative
Shin Yoshidome, President
Principal operations
Trading of financial instruments
Capital
¥255.7 billion (as of December 31, 2009)
2. Overview of the new largest major shareholder
Name NEC
Corporation
Head office
7-1, Shiba 5-chome, Minato-ku, Tokyo
Name and position of representative
Kaoru Yano, President (Representative Director)
Principal operations
IT and network solutions business that includes the manufacture and sale of computers, communication devices, software, etc. and provision of related services
Capital
¥397.2 billion (as of December 31, 2009)
3. Number of voting rights and voting rights ratio of shareholders prior to and after the change
Daiwa Securities Capital Markets Co., Ltd.
Number of voting rights
(number of shares held)
Holding ratio of the
voting rights of all
shareholders (%)
Shareholder
ranking
Prior to the change
(as of February 3, 2010)
66,087
(66,087,000)
13.3 1
After the change
36,087
(36,087,000)
7.3 2
NEC Corporation
Number of voting rights
(number of shares held)
Holding ratio of the
voting rights of all
shareholders (%)
Shareholder
ranking
Prior to the change
(as of February 3, 2010)
55,780
(55,780,782)
11.2 2
After the change
55,780
(55,780,782)
11.2 1
Notes: 1. Shareholder ranking is calculated based on the number of shares as of September 30, 2009.
2. The number of shares held, the number of voting rights and the holding ratio of the voting
rights of all shareholders of NEC Corporation include shares contributed to the Employee Pension Trust for which NEC Corporation reserves the right to authorize the exercise of voting rights (55,780,000 shares), the voting rights relating to those shares (55,780 rights) and the holding ratio of the voting rights of all shareholders (11.2%).
*The abovementioned figures were calculated based on the latest data available for number of shares
as of September 30, 2009.
Total number of shares issued as of September 30, 2009
497,616,234 shares
Number of shares without voting rights which are excluded from the total number of shares issued
1,592,234
shares
Total number of voting rights as of September 30, 2009
496,024
4. Date of the change
February 8, 2010 (scheduled transfer date)